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Date	Name	Action
17/4/2024	Chiu Kin Fung Jacky	Insurance Authority suspends Chiu Kin Fung Jacky for ten months for falsifying signatures and impersonation
11/4/2024	N/A	Insurance Authority and ICAC conduct first joint operation against suspected unlicensed selling to Mainland China Visitors
8/4/2024	N/A	Insurance Authority bans former insurance agent for three years for misappropriating premiums
27/3/2024	Wong Chung Yiu	Twelve-month ban imposed on former insurance agent Wong Chung Yiu for witnessing a false signature, falsifying signatures himself and making false declarations
21/3/2024	N/A	Fifteen-month ban imposed on former insurance agent for witnessing a false signature and fabricating a change of beneficiary form
12/3/2024	Lam Kwan	Insurance Authority suspends Lam Kwan for seven months for taking out an insurance policy without the client’s knowledge or consent
4/3/2024	N/A	Insurance Authority imposes prohibition orders on three former insurance agents on fit and proper grounds
11/1/2024	Ma Chun Kei	Insurance Authority bans Ma Chun Kei for 4.5 years for fabricating a certificate of insurance
10/1/2024	Cheung Tak On	Enforcement collaboration between IA and HKMA – Insurance Authority suspends Cheung Tak On for two months and orders a fine of $2,900 for misappropriating gift vouchers
22/12/2023	Tsang Kwong Chi Samuel	Insurance Authority suspends Tsang Kwong Chi Samuel for two months and fines him $40,000 for misconduct in relation to the arrangement of an employees’ compensation insurance policy
20/12/2023	N/A	Insurance Authority bans former insurance agent for six years for misappropriating and mishandling premium
22/11/2023	N/A	Insurance Authority bans two former insurance agents for three years for using false academic certificates under the former self-regulatory regime
6/11/2023	N/A	Insurance Authority bans former insurance agent for five years for mishandling and misappropriating premium
15/8/2023	Chan Ka Hey	Enforcement collaboration between IA and HKMA – Insurance Authority bans Chan Ka Hey for six months for fabrication of a client’s direct debit authorization form for premium payment
29/5/2023	N/A	Insurance Authority bans former insurance agent for 18 months for fabricating a client’s instructions and forging the client’s signature
16/5/2023	N/A	Insurance Authority bans former insurance agent for three years for using a false academic transcript under the former self-regulatory regime
30/3/2023	Convoy Financial Services Limited and Convoy Financial Solutions Limited	Insurance Authority reprimands and fines broker companies $190,000 for failure to keep separate client accounts and maintain proper books and records
27/1/2023	N/A	Insurance Authority revokes insurance agent’s licence and imposes 11-month ban for misconduct in handling client’s premium
10/1/2023	N/A	Insurance Authority bans former insurance agent for three years for using two false academic certificates under the former self-regulatory regime
19/12/2022	N/A	Continuing Professional Development (“CPD”) requirements Disciplinary actions for Combined Assessment Period 2019/21
27/9/2022	N/A	Insurance Authority bans former insurance agent for two years for using false academic certificate under the self-regulatory regime
29/8/2022	Xie Xiaoyan	Insurance Authority bans Xie Xiaoyan for three years for using false academic certificates
20/6/2022	Ho Man Tat	Insurance Authority bans Ho Man Tat for 5 months
17/3/2022	N/A	Insurance Authority bans three individuals for up to three years for using false academic certificates when applying to be insurance agents
8/3/2022	To Kong	Insurance Authority bans To Kong until 14 July 2024
31/1/2022	FWD Life (Hong Kong) Limited (formerly known as MetLife Limited) and FWD Life Assurance Company (Hong Kong) Limited (formerly known as Metropolitan Life Insurance Company of Hong Kong Limited)	Insurance Authority reprimands and imposes $7 million fine for multiple contraventions of the Anti-Money Laundering and Counter-Terrorist Financing Ordinance
10/1/2022	N/A	Continuing Professional Development requirements Disciplinary actions for assessment year 2018/2019
22/12/2021	N/A	Insurance Authority fines a broker company and suspends its license for regulatory breaches
7/7/2021	Yam Wai Shu	The Insurance Authority reprimands and bans Yam Wai Shu for 5 months
28/5/2021	N/A	IA takes its first disciplinary actions against two broker companies for regulatory breaches