Circulars on Regulatory Matters

2023

Date	Subject
20 December 2023	"Conduct in Focus" 中文譯本 "監管通訊"
6 December 2023	IA-HKMA joint inspection exercise on premium financing
30 November 2023	Insurance (Financial and Other Requirements for Licensed Insurance Broker Companies) Rules (Cap. 41L) Savings and Transitional Arrangements
15 November 2023	Insurance Authority’s Disciplinary Panel Pool 中文譯本: 保險業監管局的紀律處分委員會小組
14 November 2023	Revision to the Interpretation Note relating to the Guideline on Continuing Professional Development for Licensed Insurance Intermediaries (GL24) 中文譯本: 修訂《持牌保險中介人持續專業培訓指引》（指引 24）的釋義文件
30 October 2023	E-CPD course on Anti-Money Laundering and Counter-Financing of Terrorism for licensed insurance intermediaries provided by the Insurance Authority (“IA”), worth 2.5 CPD hours Appendix: E-CPD Course Organized by the Insurance Authority Enrolment link: https://iahk.knowledgeplatform.com/ 中文譯本: 保險業監管局（「保監局」）為持牌保險中介人舉辦有關打擊洗錢及恐怖分子資金籌集的電子持續專業培訓（「CPD」）課程 — 可獲取2.5個CPD時數附件: 保險業監管局舉辦的電子持續專業培訓課程報名連結: https://iahk.knowledgeplatform.com/
29 September 2023	Employees' Compensation Insurance (Direct Business) Statistics for 2022 Motor Vehicle Insurance (Direct Business) Statistics for 2022 Attachment: EC Statistics 2022 Attachment: MV Statistics 2022
18 September 2023	Launch of the Open Application Programming Interface Framework and the Central Register for the Insurance Sector Attachment: Open Application Programming Interface Framework for the Insurance Sector in Hong Kong
12 September 2023	Prompt settlement of claims after severe weather events
25 August 2023	New Roadmap to Promote Fintech Adoption in Financial Services Sector Attachment: Joint Circular on the New Fintech Promotion Roadmap
11 July 2023	Study Notes for Insurance Intermediaries Qualifying Examination (“IIQE”)
30 June 2023	Participation in the Climate Risk Management Survey Attachment: Appendix I
25 May 2023	Continuing Professional Development (“CPD”) Requirements CPD Compliance Reporting for the Assessment Period 2022/2023 Detailed instructions for reporting by individual licensees and appointing principals to the Insurance Authority (“IA”) 中文譯本: 持續專業培訓 (「培訓」) 規定 2022/2023評核期的培訓合規情況匯報程序個人持牌人及委任主事人向保險業監管局 (「保監局」) 匯報培訓合規情況之詳細說明
12 May 2023	"Conduct in Focus" 中文譯本: "監管通訊"
4 April 2023	Cessation of Phase 2 of the temporary facilitative measures to tackle the outbreak of COVID-19
10 March 2023	New enrollments for e-CPD courses on ethical business practices 中文譯本: 就有關道德商業行為的電子持續專業培訓課程再推出新一輪免費名額 Attachment (附件): E-CPD Courses Organized by the Insurance Authority (保險業監管局舉辦的電子持續專業培訓課程)
7 March 2023	Launch of Enforcement Correspondence platform on Insurance Intermediaries Connect and FAQs on how to handle disciplinary proceedings under the Penalty Framework for Non-compliance with Continuing Professional Development (“CPD”) Requirements 中文譯本: 保險中介一站通法規執行通訊欄平台的啟動及有關在不遵守持續專業培訓規定罰則框架下如何處理紀律處分程序的常見問題
27 February 2023	Conduct Supervision and Claims Handling Insurance Fraud Prevention Claims Database
10 February 2023	Interpretation Notes for the Guideline on Underwriting Long Term Insurance Business (other than Class C Business) Attachment: Interpretation Notes (GL16) Attachment: GL16
5 January 2023	Conduct Supervision and the new year ahead

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