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201 to 210 about 707 results for "Cooling-off period"
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... 2018/2019 We write to inform you that on 8 January 2022 the Insurance Authority (“IA”) took disciplinary action against 91 licensed individual insurance agents for non-compliance with the Continuing Professional Development (“CPD”) requirements for the assessment period from 1 August 2018 to 31 July...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/20220110CircularCPDbreachEngUpload.pdf - Date: 2022-05-31
... Application for Change of Remittance Approach / Reporting Basis (minimum 2 months application in advance of the start date of the reporting relevant period is required) To : Insurance Authority (Attention: Finance Section) By email1 or mail2 From : Name of insurer (Company Registration no.) Date...
https://www.ia.org.hk/english/portal_for_insurers/lisa/files/ApplicationforChangeofRemittanceApproachReportingBasis.docx - Date: 2019-10-23
... period for 23 September 2019 to 31 July 2020 (“the First CPD Assessment Period”) with the CPD assessment period for 1 August 2020 to 31 July 2021 (the “Second CPD Assessment Period”). As a result of this merger: • an individual licensee will be considered as CPD-compliant provided that by the end of the...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Circular_CPDList_FAQ_Reporting_20200930.pdf - Date: 2020-12-21
... inspection and (ii) advising where and how the customer may access these documents must be sent with the policy to the customer. This applies to all customers irrespective of which box they tick in Section II: Suitability Declaration of either Appendix B or C. 3) Before the expiry of the cooling-off period...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/2_HKFI_ILAS_Requirements_v2_1_2011_20190823.pdf - Date: 2019-12-20
... Technical Representatives shall be “Technical Representative” unless the position of Chief Executive of the Member is vacant. 5.2 When the position of Chief Executive is vacant, the registration capacity of the Alt. CE will automatically be changed to be “Chief Executive” for a period of 6 months. 5.3...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/1_CIB_GN2_Guidance_Note_on_Registering_Alternate_Chief_Executive_v1_23_4_2007_eg19.pdf - Date: 2019-12-20
...機構 名稱 Title of Activity 活動名稱 No. of CPD hours 持續專業 培訓時數 Validity Period 有效期 Contact 聯絡方法 Remarks 備註 IA-01- 2019001 IA Anti-Money Laundering and Counter- Terrorist Financing Seminar 2019 3 21 Oct 2019 28 Oct 2019 Mr Ansel Tam 3899 9994 -- Last updated on 6 Dec 2021 Continuing Professional Development...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/List_of_T7_CPD.pdf - Date: 2021-12-06
... FORM HKL1 FORM HKL1 HONG KONG LONG TERM INSURANCE BUSINESS - REVENUE ACCOUNT OF ..............................................(Name of Insurer) in respect of class(es)*............... for the period commencing on ........... and ending on ............... HK$ HK$ Amount of Fund(s)# as at the...
https://www.ia.org.hk/english/infocenter/forms/files/l123-iia.pdf - Date: 2019-04-24