... Circulars on Regulatory Matters 2021 Date Subject 10 December 2021 CPD Penalty Framework and CPD Compliance Reporting Merged CPD assessment period...

... risks associated with investments made under such OA ILAS products (Q&A 32D on risk disclosure);  provide guidance in complying with the relevant requirements (Q&A 32E on governance and controls); and 2  provide a transitional period till 30 June 2022 for necessary operational and system changes to be...

... risks associated with investments made under such OA ILAS products (Q&A 32D on risk disclosure);  provide guidance in complying with the relevant requirements (Q&A 32E on governance and controls); and 2  provide a transitional period till 30 June 2022 for necessary operational and system changes to be...

... to be imposed under the decision; the terms of any reprimand; and the amount of any pecuniary penalty to be imposed and the period within which it is required to be paid. The disciplinary actions may include...

... Road, Wong Chuk Hang, Hong Kong (Fax No.: 3753 4119) (Email address: [email protected]) 致: 香港黃竹坑香葉道 41 號 19 樓 保險業監管局公開資料主任 (傳真號碼：3753 4119) (電郵地址: [email protected]) Details of information requested, e.g. the type of information requested, date or period to which the information relates. Please be as specific...

... Road, Wong Chuk Hang, Hong Kong (Fax No.: 3753 4119) (Email address: [email protected]) 致: 香港黃竹坑香葉道 41 號 19 樓 保險業監管局公開資料主任 (傳真號碼：3753 4119) (電郵地址: [email protected]) Details of information requested, e.g. the type of information requested, date or period to which the information relates. Please be as specific...

... offering of gifts, selling of Investment-Linked Assurance Scheme products, policy replacement, benefit illustrations, a cooling-off period and financial needs analysis. The Guideline on Medical Insurance Business, on the other hand, lays down some minimum expectations to be met by insurers and insurance...

... offering of gifts, selling of Investment-Linked Assurance Scheme products, policy replacement, benefit illustrations, a cooling-off period and financial needs analysis. The Guideline on Medical Insurance Business, on the other hand, lays down some minimum expectations to be met by insurers and insurance...

... premium policy, Members should include, but without limitation, the following:- 13.1 the premium/liquid asset ratio, where the premium is that of the recommended product and the amount of liquid asset should be that identified during the “Know Your Client” procedures; 13.2 the lock-up period (i.e. when...