Filter
Year
Content Type
File Type
Search Results
⏮
⏴
⏵
⏭[PDF]
GL3_Appendix_A.pdf
... of the transactions – for example, where several payments are made to the same recipient from one or more sources over a short period, where a customer regularly transfers funds to one or more destinations. In determining whether the transactions are in fact linked, an FI should consider these...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/GL3_Appendix_A.pdf -
Date: 2019-02-01
... of the transactions – for example, where several payments are made to the same recipient from one or more sources over a short period, where a customer regularly transfers funds to one or more destinations. In determining whether the transactions are in fact linked, an FI should consider these...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/20190913_1_Appendix_A.pdf -
Date: 2019-12-24
[PDF]
GL5.pdf
... class C below. B Marriage and birth Effecting and carrying out contracts of insurance to provide a sum on marriage or on the birth of a child, being contracts expressed to be in effect for a period of more than 1 year. C Linked long term Effecting and carrying out contracts of insurance on human life or...
https://www.ia.org.hk/english/supervision/reg_insurers_lloyd/files/GL5.pdf -
Date: 2020-09-07
[PDF]
GL5.pdf
... class C below. B Marriage and birth Effecting and carrying out contracts of insurance to provide a sum on marriage or on the birth of a child, being contracts expressed to be in effect for a period of more than 1 year. C Linked long term Effecting and carrying out contracts of insurance on human life or...
https://www.ia.org.hk/english/legislative_framework/files/GL5.pdf -
Date: 2020-09-24
[PDF]
GL5.pdf
... class C below. B Marriage and birth Effecting and carrying out contracts of insurance to provide a sum on marriage or on the birth of a child, being contracts expressed to be in effect for a period of more than 1 year. C Linked long term Effecting and carrying out contracts of insurance on human life or...
https://www.ia.org.hk/english/supervision/reg_insurers_lloyd/files/GL5.pdf -
Date: 2020-06-22
[PDF]
ASHK_Symposium_2021.pdf
... experience in other jurisdictions, it is expected that insurers would gradually shift towards products with investment-linked nature. We are currently working with the industry on the Protection Linked Plan, with enhanced protection elements in the early stage of the policy period when there is 3 low fund...
https://www.ia.org.hk/english/infocenter/files/ASHK_Symposium_2021.pdf -
Date: 2021-12-09
... period. Effective implementation of CDD rules is aided by the AML/CFT Guideline, which is published under the AMLO and may be taken into consideration in any court proceedings under the AMLO. FIs, including their management or employees, are subject to criminal or supervisory sanctions for breaches of the...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/hk-risk-assessment-report_e.pdf -
Date: 2021-11-12