Proposed Rules, Codes and Guidelines for Licensed Insurance Brokers
Rule
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Rule |
Progress |
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Insurance (Financial and Other Requirements for Licensed Insurance Broker Companies) Rules
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The Rules have been gazetted. Please click here for details. For details of the consultation conclusions, please click here.
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Code
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Code |
Progress |
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Code of Conduct for Licensed Insurance Brokers
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The Code has been published. Please click here to view. For details of the consultation conclusions, please click here.)
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Guideline
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Guideline |
Progress |
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Guideline on Fit and Proper Criteria for Licensed Insurance Intermediaries
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The Guideline has been published. Please click here to view. For details of the consultation conclusions, please click here)
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Guideline on Continuing Professional Development for Licensed Insurance Intermediaries
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The Guideline has been published. Please click here to view. For details of the consultation conclusions, please click here)
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Guideline on Exercising Power to Impose Pecuniary Penalty in Respect of Regulated Persons Under the Insurance Ordinance (Cap. 41)
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The Guideline has been published. Please click here to view. For details of the consultation conclusions, please click here)
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