Circulars on Regulatory Matters

2024

Date	Subject
18 November 2024	Study Notes for Insurance Intermediaries Qualifying Examination (“IIQE”)
8 November 2024	CPD Course for Insurance Brokers on Grandfathered Investment-Linked Assurance Scheme Policies (“ILAS Policies”)
30 September 2024	Employees' Compensation Insurance (Direct Business) Statistics for 2023 Motor Vehicle Insurance (Direct Business) Statistics for 2023 Attachment: EC Statistics 2023 Attachment: MV Statistics 2023
16 August 2024	Conduct in Focus – August 2024 中文譯本: 監管通訊 – 2024年8月
15 August 2024	Submission of Audited Financial Statements and Auditor’s Report under Section 73(1) of the Insurance Ordinance (Cap.41) (“IO”)
12 August 2024	Launch of “CPD Non-Compliance Reporting” Platform (with e-Payment function) on Insurance Intermediaries Connect 中文譯本: 「培訓違規匯報」平台 (附電子繳款功能) 現於保險中介一站通推出
31 July 2024	Fees for insurance intermediary licensing applications and related notifications payable on and from 23 September 2024 中文譯本: 由2024年9月23日起收取保險中介人牌照申請及相關具報的費用 Attachment: Annex 1 Attachment: Annex 2 中文譯本: 附件: 附件一附件: 附件二
5 July 2024	Reference Checking Scheme for Insurance Intermediaries launched by The Hong Kong Federation of Insurers 中文譯本: 香港保險業聯會推行的保險中介人背景查核計劃
5 July 2024	Circular on Practice Note on the application of requirements in the insurance regulatory framework to specific services provided by licensed insurance brokers on investment choices and premium allocations under Investment-Linked Assurance Scheme Policies (“ILAS Policies”) Attachment: Practice Note 中文譯本: 應用說明
5 July 2024	GL32: Guideline on Group Supervision Attachment: GL32: Guideline on Group Supervision (Revised)
28 June 2024	Pilot Scheme for Continuing Professional Development Hours for Key Persons in the Intermediary Management Control Function of Authorized Insurers for Assessment Period 2024/2025
28 June 2024	Pilot Scheme for Continuing Professional Development Training for Responsible Officers of Licensed Broker Companies during the Assessment Period 2024/2025
27 June 2024	Findings from IA-HKMA joint inspection exercise on premium financing Attachment: Annex
21 June 2024	Countercyclical Adjustment in Equity Risk of Risk-based Capital Regime
14 June 2024	GL34: Guideline on Establishment and Maintenance of Fund(s) in respect of Participating Business Attachment: GL34
14 June 2024	GL9: Guideline on Actuarial Review of Insurance Liabilities in respect of General Business Attachment: Revised GL9
12 June 2024	Guidance for the Implementation of the Insurance (Valuation and Capital) Rules Attachment: Appendixes
7 June 2024	Continuing Professional Development (“CPD”) Requirements CPD Compliance Reporting for the Assessment Period 2023/2024 Detailed instructions for reporting by individual licensees and appointing principals to the Insurance Authority (“IA”) 中文譯本: 持續專業培訓 (「培訓」) 規定 2023/2024 評核期的培訓合規情況匯報程序個人持牌人及委任主事人向保險業監管局 (「保監局」) 匯報培訓合規情況之詳細說明
22 May 2024	Action against (and correction of) non-compliant business models that incentivize unlicensed selling of long term insurance policies to Mainland China Visitors 中文譯本: 針對（及糾正）鼓勵向內地訪客無牌銷售長期保單的不合規業務模式的行動 Attachment: Annex 中文譯本: 附件
12 April 2024	GL4: Guideline on “Fit and Proper” Criteria in relation to Authorized Insurers under the Insurance Ordinance (Cap. 41) Attachment: Revised GL4
12 April 2024	Good Practices on Technology Risk Management (“TRM”) Attachment: Note on Good Practices on TRM
10 April 2024	Joint Circular on Anti-Scam Consumer Protection Charter 2.0 中文譯本: 有關《保障消費者防詐騙約章2.0》的聯合通函 Anti-Scam Consumer Protection Charter 2.0《保障消費者防詐騙約章 2.0》 Annex (附件): Participating Institutions (as of 10 April 2024) 參與機構 (截至2024年4月10日)
12 March 2024	Summary of Climate Risk Management Survey Results Attachment: Annex

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