...;SROs”)), including a transitional period of 3 years after commencement of the new regime (“Transitional Period”). Although the Transitional Period is ended on 22 September 2022, licence fee will continue to be waived for 5 years from the commencement of new regime....
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/introduction_of_insurance_intermediaries.html -
Date: 2023-06-26
...: 1. Responsibilities of principals and individual licensees; 2. The cap on CPD hours completed by E-learning Activities for each CPD Assessment Period; 3. CPD activities delivered via virtual classroom platforms; 4. CPD hour requirements for a person whose licence is suspended or revoked for less than...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Circular_Interpretation_Notes.pdf -
Date: 2021-12-10
...: 1. Responsibilities of principals and individual licensees; 2. The cap on CPD hours completed by E-learning Activities for each CPD Assessment Period; 3. CPD activities delivered via virtual classroom platforms; 4. CPD hour requirements for a person whose licence is suspended or revoked for less than...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Circular_Interpretation_Notes.pdf -
Date: 2021-09-09
... temporarily closed from tomorrow (29 January) to 2 February. Public services provided by the IA, including the handling of hotline and email enquiries, and complaints, will be suspended in the same period. The IA will keep reviewing the situation and announce any updates on the IA website...
https://www.ia.org.hk/english/infocenter/press_releases/20200128.html -
Date: 2020-01-28
... backlog – Compliance Review & Resources 7 Findings: Rectification process for certain identified AML/CFT gaps or deficiencies: repeated postponement of target completion timelines (e.g. over 1 year) outstanding for a substantial period of time (e.g. over 1 year) subsequent recurrence of...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/IA_AML_findings_briefing_20180531.pdf -
Date: 2021-11-12
... backlog – Compliance Review & Resources 7 Findings: Rectification process for certain identified AML/CFT gaps or deficiencies: repeated postponement of target completion timelines (e.g. over 1 year) outstanding for a substantial period of time (e.g. over 1 year) subsequent recurrence of...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/IA_AML_findings_briefing_20180531.pdf -
Date: 2022-04-27
... backlog – Compliance Review & Resources 7 Findings: Rectification process for certain identified AML/CFT gaps or deficiencies: repeated postponement of target completion timelines (e.g. over 1 year) outstanding for a substantial period of time (e.g. over 1 year) subsequent recurrence of...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/IA_AML_findings_briefing_20180531.pdf -
Date: 2019-11-05
... period for the increase in paid-up share capital and net assets by existing insurance broker companies will be extended from slightly more than three years to slightly more than four years. The minimum limit of indemnity under the PII policy maintained by an insurance broker company will remain at $3...
https://www.ia.org.hk/english/infocenter/files/Broker_Rules_Conclusions_Eng.pdf -
Date: 2019-09-03
... period for the increase in paid-up share capital and net assets by existing insurance broker companies will be extended from slightly more than three years to slightly more than four years. The minimum limit of indemnity under the PII policy maintained by an insurance broker company will remain at $3...
https://www.ia.org.hk/english/infocenter/files/final_Broker_Rules_Conclusions_Eng.pdf -
Date: 2019-09-03
... period for the increase in paid-up share capital and net assets by existing insurance broker companies will be extended from slightly more than three years to slightly more than four years. The minimum limit of indemnity under the PII policy maintained by an insurance broker company will remain at $3...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Broker_Rules_Conclusions_Eng.pdf -
Date: 2019-09-10