... cooling-off period, and alleged unresponsiveness to client’s instructions/ enquiries. CONDUCT IN FOCUS 7 The IA’s Disciplinary Panel Pool and Expert Advisor Panel As at the end of September 2020, the IA has initiated 37 statutory investigations. The nature of these cases include allegations of the use of...

... Legislation, for a term of three years until January 2027. Mr Stephen Yiu, Chairman of the IA, said, “Armed with an impressive track period in public administration and financial supervision, Mr Lau is an ideal candidate to take up this senior position and contribute towards fulfilling our...

... Reports and Financial Statements for the period from 7 December 2015 (date of establishment) to 31 March 2016 附錄 Appendices Contents目錄 2 6 10 14 18 24 35 主席的話 Chairman’s Message 第一章 獨立保險業監管局 Chapter 1 The Independent Insurance Authority 第二章 機構管治 Chapter 2 Corporate Governance 第三章 二零一五至一六年度保監局的主要工作 Chapter...

... Reports and Financial Statements for the period from 7 December 2015 (date of establishment) to 31 March 2016 附錄 Appendices Contents目錄 2 6 10 14 18 24 35 主席的話 Chairman’s Message 第一章 獨立保險業監管局 Chapter 1 The Independent Insurance Authority 第二章 機構管治 Chapter 2 Corporate Governance 第三章 二零一五至一六年度保監局的主要工作 Chapter...

... Reports and Financial Statements for the period from 7 December 2015 (date of establishment) to 31 March 2016 附錄 Appendices Contents目錄 2 6 10 14 18 24 35 主席的話 Chairman’s Message 第一章 獨立保險業監管局 Chapter 1 The Independent Insurance Authority 第二章 機構管治 Chapter 2 Corporate Governance 第三章 二零一五至一六年度保監局的主要工作 Chapter...

... materiality thresholds- a) the income of the supervised group member during the period to which the group capital adequacy report relates, is greater than or equal to 10% of the consolidated income of the supervised group during that period; b) the annual income of the supervised group member averaged over a...

... the first quarter of 2021, showing a decline of total gross premiums by 4.6% to $157.4 billion over the corresponding period of 2020. This phenomenon is the direct consequence of a temporary impact caused by the premium payment pattern embedded in some short-term endowment products....

... the first half of 2021, showing a decline of total gross premiums by 2.2% to $307 billion over the corresponding period of 2020, resulting again from the premium payment pattern embedded in some short-term endowment products. (Percentage figures shown in brackets represent year-on-year...

... the inspection, so that a mutually convenient period for the IA to come on-site can be arranged.   After fixing this date, the IA will issue a formal inspection letter confirming the date and to request certain information to be submitted for the IA’s review prior to it coming on site so...

... its businesses; (g) the member shall maintain a professional indemnity insurance policy with a minimum limit of indemnity for any one claim and in any one insurance period of 12 months, of a sum equal to two years' annual brokerage of the member or HK$3,000,000.00 whichever is the greater, and the...